Senior Compliance Analyst, Licensing and Registrations Team

Senior Compliance Analyst, Licensing and Registrations Team
(more about Macquarie)

Seize this great new opportunity to work in an exciting and dynamic environment where your contribution is recognized from day one. Key to our success is the entrepreneurialism we encourage in all our people, and we give you the opportunity to progress your career as quickly as your ability demonstrates.

Reporting to the Head of Licensing and Registrations, you will join the team as a key member and resource for stakeholders in respect of individual and entity licensing and registration matters. You will facilitate the workflow for the regulatory licensing, registration and designation of individuals by engaging and working with multiple stakeholders, maintaining accurate records, providing relevant reporting, and preparing and submitting regulated entity filings.  In addition, you will assist with other information requests, coordinate responses and provide input into various regional and global reporting requirements, and assist on other ad hoc tasks and projects as required. You will work alongside regional compliance colleagues and business stakeholders, as well as global counterparts. 

Your 2-3 years of demonstrated experience in a registrations role or in investment banking, regulatory or legal environment and good knowledge of securities laws and financial services regulation are highly desirable. Ability to work to deadlines, independently regulatory requirement analysis, attention to detail, and excellent written and verbal communication skills are imperative for this role, which will require liaison with various levels of stakeholders, including senior personnel.

If you are looking for a new and exciting challenge, apply today.

Find out more about Macquarie at www.macquarie.com/careers

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our COVID-19 policy

In line with local regulations, all Macquarie employees in New York are required to be fully vaccinated against COVID-19 and provide proof of full vaccination in order to attend the office and to participate in external meetings and business travel in New York City, unless a reasonable accommodation is approved or as otherwise required by law. Outside of New York, proof of vaccination is not required to attend a Macquarie office, travel for business, or attend an external business event.

Our commitment to Diversity, Equity and Inclusion 

The diversity of our people is one of our greatest strengths. An inclusive and equitable workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of ‘empowering people to innovate and invest for a better future’, we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.

We equip our people with the support to work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

 

 

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