Senior Compliance Officer

WHO WE ARE:

Optiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive pricing, execution and risk management. By providing liquidity on multiple exchanges across the world in various financial instruments we participate in the safeguarding of healthy and efficient markets. We provide liquidity to financial markets using our own capital, at our own risk, trading a wide range of products: listed derivatives, cash equities, ETFs, bonds and foreign currencies.

Optiver’s Sydney office is one of the primary players within Asian markets, trading a range of products. Established in 1996, we're an active participant on the Hong Kong, Korea, Singapore, Taiwan and Japan exchanges, and act as Optiver’s APAC head office. 

WHAT YOU’LL DO:

As a Senior Compliance Officer, you will play a vital role in ensuring the firm's adherence to regulatory requirements, policies, and best practices in the dynamic and complex field of global trading.

You will possess strong knowledge of relevant trading regulations for key APAC markets, analytical skills, and the ability to navigate a fast-paced and evolving industry landscape.  You will report into the Head of Compliance Australia. 

• Act as a strategic Compliance advisor to senior leadership and the business, providing guidance aligned with regulatory expectations and the firm’s risk appetite.
• Support the execution of the APAC Compliance strategy locally by delivering advisory services, conducting risk assessments, leading training initiatives, developing policies and procedures, and implementing effective controls.
• Lead the Compliance review of new business initiatives to ensure alignment with regulatory requirements, internal policies, and ethical standards.
• Participate in strategic and new business working groups, offering proactive Compliance input.
• Liaise with local regulators as required.
• Collaborate closely with APAC Compliance teams to drive regional initiatives, ensuring alignment, consistency, and knowledge sharing.
• Promote a culture of integrity, accountability, and ethical conduct across the organization.
• Contribute to the evolution of the Compliance function by identifying and implementing opportunities for innovation, efficiency, and continuous improvement.

WHO YOU ARE:

We are seeking an experienced and senior subject matter expert Compliance Officer to join our global trading firm.  You will possess strong knowledge of relevant trading regulations for key APAC markets, analytical skills, and the ability to navigate a fast-paced and evolving industry landscape.

• Bachelor’s degree or equivalent qualification.
• 7+ years of Compliance experience within the trading industry, with extensive support provided to trading desks.
• Deep understanding of trading regulations impacting global market makers, with strong knowledge of APAC regulatory expectations and market structures.
• Proven track record in developing and executing Compliance programs, policies, and controls.
• Strong analytical and decision-making skills, capable of interpreting complex regulatory requirements and delivering practical, risk-aligned solutions.
• Demonstrated leadership through previous experience leading teams, projects, or strategic initiatives, with a focus on stakeholder influence and outcome delivery.
• Effective communicator with the ability to engage confidently with business stakeholders.
• Highly organized, with a strong ability to manage multiple priorities in fast-paced, high-pressure environments.
• Committed to the highest standards of ethics, integrity, and professionalism in all Compliance responsibilities.

WHAT YOU’LL GET:

• The chance to work alongside diverse, intelligent and driven peers in a rewarding environment
• Competitive remuneration, including an attractive bonus structure and additional leave entitlements
• Training, mentorship and personal development opportunities
• Gym membership plus weekly in-house chair massages
• Daily breakfast and lunch facilities
• Regular social events including an annual company trip
• A work-from-home allowance and support

As an intentionally flat organisation, we believe that great ideas and impact can come from everyone. We are passionate about empowering individuals and creating diverse teams that thrive. Every person at Optiver should feel included, valued and respected, because we believe our best work is done together.

Our commitment to diversity and inclusion is hardwired through every stage of our hiring process. We encourage applications from candidates from any and all backgrounds, and we welcome requests for reasonable adjustments during the process to ensure that you can best demonstrate your abilities.